Sarah Sutton, CFP

Sarah joined Nia in 2024, leading Nia’s compliance team. In her role, she is responsible for implementation, oversight, and monitoring of compliance programs.

 

Sarah comes to Nia via Oster Consulting.  She has over 20 years of experience in the financial services industry on the revenue, operations and compliance sides of the business. Her expertise includes compliance supervision, leading firm and regulatory examinations, regional and retail branch management, brokerage and clearing operations, developing and implementing advisor best practices along with technology training, financial planning delivery and implementation, advisor and firm transition management to new firms and channels, and project management for advisor and client solutions. 

 

Prior to joining Oyster Consulting, Sarah served as Director of Investment Services at First Horizon Advisors, Inc., where she led the Wealth Services division that handled all brokerage operations and advisor support, including managing all branch activity.

 

Sarah is passionate about elevating others and working behind the scenes. Family time is very important to her and she enjoys cooking challenging recipes, camping and riding go carts with her husband and four sons. Over the years she’s been a board member for a range of non-profit organizations serving her local community in Tennessee.