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Our Impact Thesis
The Nia Team participating in a climate march

Active Ownership Explained

We, at Nia, are activist investors. Getting big companies to improve their practices is a large part of the strategy behind our shareholder engagement. In an effort to reduce risk, encourage responsible and sustainable business practices, and to increase long term return on investment, we seek to engage with each of the companies within our portfolios on environmental and social justice issues. We like getting to know the people behind the ticker symbols, working to build win-win relationships, and being able to use our investor voice for change in areas that we identify as material.

Shareholders of a publicly traded company (i.e., you) are entitled to vote on annual proxy ballots. Issues on proxy ballots span proposals filed by individual and institutional investors (such as management or environmental issues) to voting on the boards of directors and executive compensation.

We view proxy voting as both an investor right and as a responsibility

Many investment managers either do not vote their clients’ proxies, or vote exclusively with management recommended positions.

 

At Nia, we incorporate strict and extensive voting guidelines that support our values of inclusion, diversity in leadership, and environmental sustainability. Our goal is to vote our clients’ proxies in alignment with both their financial interests and their values, seeking to vote proxies in a manner that is consistent with the highest aspirations of impact investors.

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We're leaders in company engagement on climate, social, and racial equity

Our portfolio is structured to hold investments in companies leading us toward the next, just and sustainable economy. And yet, there is no perfect company. We engage with many of our portfolio holdings, encouraging them to be even better. We write letters, make phone calls, meet in person when possible, and file shareholder resolutions. We have led and filed numerous shareholder resolutions with companies concerning diversity and inclusion and company culture issues. Stay tuned as we report the results of these efforts. ​​

nia impact capital

Phone:

510-319-9221

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Email:

info@niaimpactcapital.com

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Mailing Address: 

4900 Shattuck Ave, #3648

Oakland, CA 94609

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Gender Equity Now (GEN) Certification
B Corp Certification
1% for the planet certification
thirty percent coalition
Finance for Biodiversity Pledge
CFA Society San Francisco
Racial Justice Investing

Nia Impact Capital is a proud member of CFA Society for the period covering July 6, 2023 and ending June 30, 2024. The firm pays an annual membership fee to the organization. Nia Impact Capital is also a member of the Thirty Percent Coalition and paid a membership fee for the period beginning October 2023 to October 2024. We are also proud to be BCorp, 1% for the Planet, and Gender Equity Now certified, for which Nia paid initial fees for the due diligence process. We obtained our BCorp Certification in September of 2017 and remain a current participant. We obtained our 1% for the Planet Certification on December 31, 2022 and remain a current participant. We obtained our Gender Equity Certification in August 2018 and remain a current participant. Nia Impact capital is also a founding participant of the Racial Justice Investing group, which is a volunteer group and has no associated membership fees. Nia Impact Capital is also a signatory of the Finance for Biodiversity pledge, which has no associated fees. Nia Impact Capital is not aware of any conflicts of interest associated with its membership in 1% for the Planet, CFA Society, B Corporation, certification by Gender Equity Now, Thirty Percent Coalition, the Racial Justice Investing group, or the Finance for Biodiversity Pledge.

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© 2023 Nia Impact Advisors, LLC dba Nia Impact Capital is an SEC registered investment advisor.
Refer to ADV brochure and disclosures and form Client Relationship Summary.

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